Research Article
Better Survival after Hand-Assisted Laparoscopic Surgery than Conventional Laparotomy for Rectal Cancer: Five-Year Results from a Single Center in Japan
Takayuki Tajima1, Masaya Mukai2*, Takuya Koike2, Daiki Yokoyama2, Shyuji Uda2, Hisamichi Yoshii2, Shigeo Higami2, Hideki Izumi2, Sayuri Hasegawa2, Eiji Nomura2 and Hiroyasu Makuuchi2
1Department of Surgery, Tokai University Oiso Hospital, Japan
2Department of Surgery, Tokai University Hachioji Hospital, Japan
*Corresponding author: Masaya Mukai, Department of Surgery, Tokai University Hachioji Hospital, Ishikawa-cho1838, Hachioji, Tokyo, Japan
Published: 28 Mar, 2017
Cite this article as: Tajima T, Mukai M, Koike T, Yokoyama
D, Uda S, Yoshii H, et al. Better Survival
after Hand-Assisted Laparoscopic
Surgery than Conventional Laparotomy
for Rectal Cancer: Five-Year Results
from a Single Center in Japan. Clin
Surg. 2017; 2: 1368.
Abstract
We previously reported an interim analysis of short-term outcomes and 3-year relapse-free survival
(RFS) and overall survival (OS) in 111 patients with stage I-III primary rectal cancer who underwent
radical curative resection by hand-assisted laparoscopic surgery (HALS; n=57) or conventional
laparotomy (CL; n=54). This time, we report the 5-year postoperative RFS and OS for these patients,
as well as the pattern of recurrence. Follow-up for 5 years after surgery was possible in 95.5% of
all patients (94.7% after HALS and 96.3% after CL, p=N.S.). With regard to background factors,
there were no differences between the HALS group and CL group with respect to gender, age, rectal
location, resection method, pathological stage, and treatment including postoperative adjuvant
therapy. The 5-year relapse-free survival rate (5Y-RFS) was 82.5% in the HALS group versus 67.7%
in the CL group (p=0.084) and the 5-year overall survival rate (5Y-OS) was 92.9% in the HALS
group versus 73.7% in the CL group (p=0.005). Recurrence was due to liver metastasis (HALS: 7.0%,
n=4; CL: 7.4%, n=4) (p=1.000), lung metastasis (HALS: 3.5%, n=2; CL: 9.3%, n=5) (p=0.263), or
local intrapelvic recurrence (HALS: 5.3%, n=3; CL 3.7%, n=2) (p=1.000). No patient was converted
from HALS to CL. Based on these results, HALS is associated with better survival of rectal cancer
patients than CL.HALS allows safe and reliable minimally invasive surgery at a lower cost than pure
laparoscopy, suggesting that 3-port HALS with a small (50 mm) abdominal incision can become a
standard operative method.
Keywords: Hand-assisted laparoscopic surgery; Conventional laparotomy; Laparoscopyassisted colorectal surgery; Colorectal cancer; Rectal cancer; Minimally invasive surgery
Abbreviations
HALS: Hand-Assisted Laparoscopic Surgery; CL: Conventional Laparotomy; Pure-Lap: Pure Laparoscopy-Assisted Colorectal Surgery; TME: Total Mesorectal Excision; TSME: Tumor-Specific Mesorectal Excision
Introduction
Currently, pure laparoscopy-assisted colorectal surgery (pure-Lap) has become very popular in Japan. In general, 5-6 ports including a port for the laparoscope are required for such operations, usually with a small incision of 30-40 mm.Since the operation is mainly performed using 4 forceps, at least 2 surgeons skilled at pure-Lap are needed, and the number of anesthesiologists and theater staff required represent a problem together with the long operating time. In addition to the technical training and education required for pure-Lap, concerns about its high cost remain unresolved [1]. Pure-Lap for rectal cancer is technically difficult, and there have been several reports warning about the importance of securing a circumferential resection margin (CRM) at the posterior surface of the tumor as well as a safe anal margin (anal wedge; AW) [2,3]. In contrast, when conventional laparotomy (CL) is performed for lower rectal cancer, the colorectal surgeon can use the left hand to operate on the region from the pelvic surface to the posterior surface of the tumor/anal region. Conventional left hand manipulation is also possible with hand-assisted laparoscopic surgery (HALS), and the camera monitor provides clear and safe visualization from the prostatic apex to the deep anterior wall of the pelvis and the pelvic floor in the vicinity of the membranous urethra, a region that is difficult to observe during CL [4-7]. Thus, HALS represents a hybrid surgical technique positioned between CL and pure-Lap. We have previously reported that the short-term outcome, complications, and survival are comparable after HALS and CL [1,8,9]. However, there have been no detailed single-center comparisons of HALS and CL with regard to long-term survival and the pattern of recurrence in patients with rectal cancer. Accordingly, this study was performed to compare long-term data on survival and recurrence in rectal cancer patients treated by HALS or CL.
Patients and Methods
Institutional review board
This retrospective study was approved by the IRB of Tokai
University School of Medicine (Approval No. 14R-001).
Patient profile
Patients with stage I-III primary rectal cancer who underwent
radical resection were enrolled in this study. The CL group included
54 patients who underwent conventional CL prior to introduction
of HALS (April 2003 onwards to June 2007), and the HALS group
comprised 57 patients who underwent HALS from July 2007
onwards. There were no differences between the two groups with
regard to gender, age, rectal location, resection method, pathological
stage, and treatment including postoperative adjuvant therapy.
The 54 patients in the CL group received the same postoperative
adjuvant chemotherapy as the HALS group at each stage and
were selected as stage-matched historical controls (Table 1). Only
surgery and no adjuvant therapy was performed for stage I disease,
while oral anticancer agents were administered to stage II patients
(tegafur/uracil; UFT) for 1 year, and oral 5FU+LV/DIV and/or
UFT/Uzel were administered to stage III patients for 1 year [10-
13]. Screening for recurrence was based on measurement of tumor
markers, including CEA/CA19-9, and the time when a recurrent
lesion was found by US and CT was defined as the date of recurrence.
Indications for HALS. The indications were: 1) no history of major
laparotomy, 2) P.S. of 0-2, 3) age of 75 years or younger, 4) no severe
cardiopulmonary complications and ability to tolerate general
anesthesia for approximately 3 hours in a posture with the head
lowered and the legs spread, 5) no invasion of other organs (T4) or
lateral lymph node metastasis, and 6) tumor not filling the pelvic
cavity. In both groups, patients underwent surgical resection first and
patients treated with chemo-radiotherapy (CRT) preoperatively were excluded. Operation theater set-up and abdominal ports for 3-port HALS. A Lap-disc (Hakkou Co., Ltd. Nagano, Japan) was placed in
a median vertical incision of approximately 50mm in the umbilical region, and then 3 ports (2 x 5 mm, 1 x 12 mm) were inserted toward the pelvic cavity with a focus on the Lap-disc (Figure 1A). A 5 mm
port for operating was inserted into the left upper anterior iliac region
(drain tube region) under guidance of the left hand, and then a 12
mm port for pneumoperitoneum was placed at the midline of the
superior pubic margin with guidance by the left hand so as not to
damage the dome of the bladder. Finally, a 5mm port for operating
was inserted into the right upper anterior iliac region (Figure 1B).
CL was performed conventionally with a lower abdominal median
incision (approximately 30cm or longer) from the superior pubic
margin to 5cm or more into the supraumbilical region.
Procedure for 3-port HALS
1) Sigmoid colon mobilization and confirmation of the ureters
After careful intraperitoneal observation, incision and dissection
were started using the outside approach from the sigmoid colon
toward the left paracolic sulcus, and the left ureter was confirmed.
The descending colon was mobilized from the sigmoid mesocolon to
the splenic flexure, and the descending aorta (Ao)/inferior mesenteric
artery (IMA) were confirmed. The root of the IMA was identified
between the Ao and IMA, the sigmoid mesocolon was mobilized
in nerve-sparing fashion and fenestrated toward the right common
iliac artery and right ureter, and dissection was advanced to the
pelvic surface while placing the left hand between the Ao and IMA.
The extent of resection was D2 or 3 in accordance with the Japanese
Classification of Colorectal Carcinoma. Ligation and transaction was
done with the HALS procedure at the IMA root with preservation of
the left colic artery blood vessel (Figure 1A).
2) Complete total mesorectal excision
Total mesorectal excision (TME)/tumor specific mesorectal
excision (TSME) involves confirming the blood flow to the
reconstructed colon, securing a sufficient margin without tension on
the an astomosis, and transecting the colon with a stapler directed
toward the pelvic floor through the median 12 mm port. When the
monitor is moved from above the patient’s left shoulder to a position
near the left leg and a flexible 5 mm scope is used, it is possible to
work the camera from all 3 ports, which is very convenient (Figure
1B). The peritoneum in the pouch of Douglas is crossed while
applying sufficient counter traction using a retractor and the entire
circumference is fenestrated toward the lower rectum. The left and
right ureters are dissected laterally, the internal iliac vein anteriorly,
and the sacrum posteriorly to prepare for nerve-sparing surgery
and dissection then proceeds to the lower bladder/trigone. In men,
when the left and right seminal vesicles are exposed, Denonvielliers’
fascia is dissected carefully so as not to damage the seminal vesicles/
vas deferens and dissection then proceeds to the posterior face of the
prostate (vaginal wall in women). Dissection of the pelvic floor and
lymph nodes is performed for TME/TSME, and the anal side of the
tumor is reached to completely expose the pelvic floor muscles. In
particular, resection of the mesorectum in the posterior side of the
tumor should be performed completely (CRM≥1 mm), AW of 20 mm
or more should be secured, and the entire circumference should be
dissected/exposed while not damaging the rectum (Figure 1B).
3) Very low anastomos is or Miles’ operation (including RS
anterior resection)
Rectal blocking forceps are inserted from the median 12 mm port,
and rectal lavage is performed after rectal blockage. After sufficient
incision/dissection of the posterior face of the prostate (posterior
vaginal wall), the prostatic apex (anal region of the vaginal wall) as
far as the membranous urethra (male), the rectum is respected and
very low anastomosis (DST/I.O. anastomosis) is performed. After
confirming hemostasis, a drain is inserted from the anterior left iliac
port to the vicinity of the anastomosis and a loop stomais constructed.
Otherwise, the pelvic floor muscles are respected/dissected laterally
for removal of the anal/perineal region, the perineal fat is confirmed
on both sides of anus, and U-shaped incision/dissection is performed
from the apex of the coccyx to the anal/perineal region toward the
fatty layer in the 6 o’clock direction of the anal canal. With a focus on
the anus, a margin of 3cm or more is secured, and a circular incision is
made in the perineal skin. At the dissection plane between the external
anal sphincter and the perianal fat, incision/dissection is performed
toward the dissection line of the pelvic floor muscles achieved by the
HALS procedure. The peritoneal cavity is accessed from the front of
the coccyx while taking care to avoid urethral injury at the prostatic
apex in men and injury of the posterior vaginal wall in women, and
the rectal/anal resection is completed. After confirming hemostasis
of the periprostatic (perivaginal) region and the resection margin of
the pelvic floor muscles, a drain is placed from the left perineal region
to the lesser pelvic cavity, a single-port stoma is constructed via the
retroperitoneum in a similar manner to CL, and the incision is closed
[1,14].
Statistical analysis
Fifty-seven patients meeting the above-mentioned requirements
underwent HALS (HALS group: stage I: 17, stage II: 14, stage III: 26)
and 54 patients underwent CL (CL group: stage I: 10, stage II: 20, stage
III: 24) (Table 1). Postoperative 5-year relapse-free survival (5Y-RFS)
and 5-year overall survival (5Y-OS) were compared between these 2
groups, and the pattern of recurrence was also investigated. Statistical
analysis was performed with SPSS version 17 (IBM SPSS, Armork,
NY, USA) and p<0.05 was considered to indicate a significant
difference.
Table 1
Figure 1A and B
Figure 1A and B
A total of 3 ports (5mm/12mm/5mm) are inserted
centered on the surgeon’s left hand. For mobilization of the sigmoid colon
to rectal resection, the monitor is set above the patient’s left shoulder and
behind the surgeon’s right shoulder. When operating on the pelvic floor, the
monitor is moved to near the patient’s left leg.
Results
Follow-up for 5 years after surgery was possible in 95.5% of all patients (HALS; 94.7%, CL; 96.3%) (Not significant: data not shown). The 5Y-RFS was 82.5% in the HALS group and 67.7% in the CL group (p=0.084) (Figure 2A). In addition, 5Y-OS was 92.9% in the HALS group and 73.7% in the CL group (p=0.005) (Figure 2B). Recurrence occurred most frequently in the liver (HALS group: 7.0%, n=4/CL group: 7.4%, n=4) (p=1.000), followed by the lung (HALS group: 3.5%, n=2 /CL group: 9.3%, n=5) (p=0.263) and then local intrapelvic recurrence (HALS group: 5.3%, n=3/CL group: 3.7%, n=2) (p=1.000) (Table 2). None of the patients required conversion from HALS to CL.
Discussion
Since iatrogenic injury to the liver and pancreas has recently
become a problem during laparoscopic surgery in Japan, the safety
of laparoscopic procedures and their management has attracted wide
attention even outside the medical field. In addition, the detailed
advantages and disadvantages of laparoscopic surgery are becoming
more apparent, driven by data from gastrointestinal surgery (on
the esophagus, stomach, and large intestine), leading to discussion
about optimal patient-oriented minimally invasive surgery. HALS,
which utilizes the same left-hand manipulation as CL, has again
become a focus of public attention in Japan, including in the field
of liver/pancreas surgery. Compared to pure-Lap, HALS has the following advantages: 1) a shorter operating time as an extension
of laparotomy; 2) it allows safe and reliable palpation, information
can be obtained from the back of the hand, and perception of deep
structures is available immediately; 3) surgery can be performed
gently and smoothly even for large and heavy tumors; 4) extensive
training is not required, 5) it is less costly than pure-Lap, 6) although
the incision is approximately 10-20 mm longer than for pure-Lap, the
conversion rate to open surgery is lower; and 7) it is comparable to
CL in all other points including the hospital stay and complications
[8,9]. Under these circumstances, we have performed HALS in over
500 patients with colorectal cancer from July 2007 and have obtained
favorable results. A small incision of approximately 45-55 mm is
made, and 1-2 surgeons perform 2-port (5 mm/5 mm) surgery for
the colon or 2-3 surgeons perform 3-port (5 mm/12 mm/5 mm)
surgery for the rectum. HALS can be applied to 7 different operative
methods, including right hemicolectomy, Miles’ operation, and
total colorectal resection (IPAA). The operating time is markedly
shorter than for pure-Lap and the conversion rate to CL was 5.1%
among all colorectal cancer patients (5/98 patients, data not shown)
in our initial analysis. Previous comparisons between HALS and CL
have revealed significantly less blood loss in stage I/II patients with
HALS and a significantly shorter hospital stay in stage III patients
[8,9]. Based on the above results, we consider that HALS is not just
a bridging technique for use during the period of conversion from
conventional open surgery to laparoscopic surgery, and is also not just an optional procedure before conversion to open surgery, but
instead is an alternate form of minimally invasive surgery. Therefore,
HALS is considered to be a useful surgical option that should be
reconsidered in the current Japanese medical environment where the
number of surgeons and anesthesiologists is decreasing.
With regard to rectal cancer, pure-Lap for lower rectal cancer
in the vicinity of the anus is technically difficult, and left-hand
manipulation toward the deep pelvic floor as can be done with HALS
or CL is essential. Large and heavy tumors can be manipulated gently
with HALS, and applying strong traction in the cephalad direction
from the pelvic floor is also possible. Unlike CL, it is possible to
dissect (complete TME) the entire circumference of the rectum safely
with HALS while securing a sufficient margin at the posterior face of
the tumor using the monitor and crossing the front of the sacrum.
Accordingly, we consider that HALS is a reasonable hybrid operation
for lower rectal cancer that combines the left-hand manipulation
of CL and laparoscopic procedures via monitor. Although there
may occasionally be patients who require open conversion, no
patients were converted to CL in the present series. Why was
survival influenced by HALS? Although no significant difference
was observed, it is undeniable there were more complications and
a slightly higher age in the CL group (p=0.095), and a tendency for
a difference of 5Y-RFS was also observed (p=0.084). Although the
presence/absence of wound infection and the degree of surgical site
infections should also be considered, we consider that there will
inevitably be differences of wound healing, infection, and dehiscence
between wounds of 20 cm or longer and those of less than 5 cm.
Factors with an influence are assumed to be early postoperative
wound infection, transient bacteremia, management of wound
infection with antibiotics, induction of inflammatory cytokines, and
reduction of nonspecific immunity [15,16]. In addition, initiation of
adjuvant chemotherapy in the outpatient clinic maybe delayed due
to an extended hospital stay. Even in stage II or III patients, isolated
cancer cells are circulating in the body after surgery [17,18]. For
prevention of metastasis/recurrence of cancer, it is most important
to destroy these residual isolated cancer cells at an early stage after
resection of the primary tumor [19,20]. Therefore, a surgery with a
short operating time like CL, a smaller wound like pure-Lap, and
sufficient CRM/AW is minimally invasive surgery in the real sense.
It is speculated that earlier initiation of postoperative adjuvant
chemotherapy in stage II/III patients was achieved after rectal HALS.
Histological investigation on CRM/AW is currently being conducted
in these subjects to perform comparison between HALS and CL [2.3].
Based on these results, HALS represents safe and reliable minimally
invasive surgery for rectal cancer that achieves better survival than
CL at a lower cost than pure-Lap. The 3-port HALS procedure we
are conducting for rectal cancer is a reasonable surgical option that
should be reconsidered in the Japanese medical environment where
the number of surgeons/anesthesiologists has been decreasing, and is also a superior hybrid procedure that may be established as a standard surgical method for lower rectal cancer.
Table 2
Figure 2A and B
Figure 2A and B
5Y-RFS was 78.9% in the HALS group and 73.3% in the CL group (p=0.874). 5Y-OS was 92.8% in the HALS group and 73.3% in the CL group (p=0.553).
Acknowledgement
This study was supported by grants from the Japan HALS Research Group(HALS-RG Hp; tes.tokai.ac.jp/oncs-hp/hals-rg/group.htm, Head office; Ex. 3049, Tokai University Hachioji Hospital, Hachioji, Tokyo, Japan), the Occult Neoplastic Cells Research and Study Group (ONCs-RSG Hp; tes.tokai.ac.jp/oncs-hp/, Tokai University Hachioji Hospital, Hachioji, Tokyo, Japan), and the Research and Study Program of Tokai University Educational System General Research Organization (Tokai University School of Medicine, Isehara, Kanagawa, Japan).
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