Review Article
Patient-Derived Xenografts use in Cancer: A Review
David Koller, Peter Yu and Raphael E. Pollock*
Department of Surgical Oncology, Ohio State University Wexner Medical Center, USA
*Corresponding author: Raphael E. Pollock, Department of Surgical Oncology, Ohio State University Wexner Medical Center, Columbus, 410 West 10th Avenue, N924 Doan Hall, Columbus, OH 43210, USA
Published: 30 Dec, 2016
Cite this article as: Koller D, Yu, Pollock RE. Patient-
Derived Xenografts use in Cancer: A
Review. Clin Surg. 2016; 1: 1277.
Abstract
Cell line based disease modeling, with its homogeneity and transformations caused by years of growth in petri dishes, has been underwhelming with limited information found using them successfully translating to patient care. Because of these significant problems presented by historical modelling of cancer there has been increase interest in patient-derived xenographs (PDX), which is the implantation of a portion of patient tumor into an immunodeficient mouse, as an improved model for cancer. Improved modeling attempts to increase bench to bedside transition, to improve patient care. PDXs maintain significant tumor heterogeneity and microenvironment similar to donor disease. This article reviews the use of this model to assist with direct patient care, biomarker studies, drug studies, and advancement of other techniques. As well, this article reviews the avatar/super avatar model, proband model, co-clinical trials, preclinical testing, as well as immunomodulatory considerations. This review of the model includes are historical considerations as well as current studies in the field including advantages, correlation ability, an example of subcutaneous establishment method, factors effecting establishment, characteristics, applications, limitations, shortcomings and future direction table 1.
Advantages of PDX
In the late 1960s, the NCI established the NCI-60 Human Tumor Cell Lines Screen in an attempt
to create a panel of cell lines to aid in preclinical testing for new drugs. By 1969, the first patient
derived xenograph (PDX) was established, using athymic ‘nude’ mice. The first PDX was established
by Rygaard and Povlsen [1] when they implanted patient colon cancer cells subcutaneously, thereby
establishing the potential that human tumors could be grown in immunocompromised mice. At the
time, PDXs were not deemed as superior to cell lines because they were more challenging to grow
and it was not known if such models conferred any predictive advantages compared to cell lines.
Since that time, human cancer modeling has changed significantly in the attempt to better reflect
human disease. Cell lines have been found to be less predictive than anticipated.
Since the initial description in 1969, interest in using PDXs as a pre-clinical cancer model has
been inconsistently maintained. For most of that time, interest has focused mostly on cell lines.
Unfortunately, cell lines are associated with significant caveats; in some cases they have been
maintained in culture for decades and no longer resemble the tumor tissue of origin from which they
are derived [2]. Cell line growth can be strongly influenced by the cell culture conditions in which
they are propagated, which may have very little in common with the actual tumor environment of
origin. Research has shown that tumors have both intratumoral heterogeneity [3] and presumed
subtype heterogeneity [4], as differences in between tumors as well as between cells within the same
tumor, which may not be reflected in homogenous population that can characterize cell lines after
multiple passages.
PDXs have been shown to form tumors containing heterogeneous populations and spatially
distinct clones [3]. Cancer drug advancement from the preclinical stage, based on cell line screening,
to successful patient treatment applications has been problematic, and only approximately 7% of
drugs under evaluation successfully advance past phase II clinical trials [5]. As an example, cell lines
predicted arsenic trioxide as a treatment for small cell lung cancer (SCLC). However in PDX models
it not as effective as in the cell lines and ultimately was not effective in patients. This suggests that
PDX models are superior to cell lines for screening this anti-cancer agent [6].
Xenografts derived from cell lines have many of the same problems, specifically, mutation and
homogeneity, as cell lines. The hypothetical advantage is that by being placed in mice, the tumor
cells and the drugs being tested are interacting in a more complicated and “real world” environment
then if they were being testing in a Petri dish.
Xenografts are an undoubtable superior model to cell lines:
they help determine response to therapies in a compartment of a
living animal, researchers hope in xenografts to co-opt the mouse
microenvironment to better answer questions about human disease.
PDXs have these strengths plus the human tumor microenvironment,
with its well preserved blood vessel vascularization, pericyte coverage,
tumor-associated macrophages, cancer-associated fibroblasts,
and extracellular matrix components [7] that lend a more realistic
environment to the model.
An alternative strategy to model cancer is using genetically
engineered mouse models (GEMM). The first GEMM was
OncoMouse, a mouse with a MTV/myc fusion gene, that was created
in 1984 [8]. One advantage of these models is that the mice are
immuno competent, with spontaneously or virally created tumors
that are used to model disease. One issue with these mice is that
the tumors are always related to the fusion gene or specific mutants
and do not provide a full range of disease that is typically present in
patients. These models are limited to only a small amount of cancers
as they require a promoter gene or fusion proteins. GEMMs also
have the problem of multiple synchronistic lesions that can confuse
the end result. GEMMs created cancers can become addicted to the
oncogene that created them, enabling them to act different than
naturally occurring cancers [9].
Table 1
Historical Considerations
PDXs have been around since 1969. However at the time cell lines
were thought to be easier to use and at least as predictable. Therefore,
PDXs as models for human cancer research were not widely used.
However, because of the low fidelity of cell lines, researches have
started to look back into other forms of modeling. In 2006, Hidalgo
established subcutaneous PDXs in a study of pancreatic cancer in
nude mice [10]. They essentially rejuvenated PDX modeling. It was
hoped that newly established PDXs are able to address some of the
problems with long established cell lines. Subcutaneous PDXs are
easy to establish as they require little expertise, are easily accessible,
and easy to measure their progress, but there are concerns about
the lack of appropriate microenvironment. Interest has expanded
to orthotopic models hoping they better represent systemic disease,
as subcutaneous PDXs grow locally but do little else. Orthotropic
models have been around since 1984 when Wang, et al. [11] injected
colon cancer cell suspensions into the descending colon of nude mice.
It was not until 1991 that intact tumors were placed orthotopically
for the first time. Fu et al. [12] placed patient derived tumors from
human colon cancer back into the colons of mice and the tumors
reliably showed increased rate of metastasis, in disease specific site.
Increased interest in PDX models can also be attributed to increased
engraftment rates. As mice get increasingly immunocompromised,
the engraftment rate has gone up. The first immunocompromised
mouse was the nude mouse; these were first developed in 1962.
These mice lacked a thymus and subsequently T cells. The first PDX
experiments were performed in these mice, and they continue to be
clinically useful as their intact B-cells allows for part of their immune
systems to behave normally. Severe Combined Immunodeficiency
(SCID) mice were introduced in 1983 and lacked mature T and B
cells. Non-obese diabetic SCID (NOD-SCID) mice lack mature T
and B cells while also having lower levels of NK cells and a defective
complement system. At this time, the most immunocompromised
mouse model is NSG, NOD/SCID/ILR2Rγnull, or NOG, which has led
to an even greater increase in engraftment rates in difficult to grow
tumors. They are thought to have close to 100% engraftment rate in
hematologic malignancies.
PDX Establishment
Once the tumor is removed from the patient, after appropriate
clinical tissue is taken, the remainder of the tissue is transferred
on ice to where the PDX is to be established. The tumor is cut into
5mm by 5mm chunks to be placed in the mice. Once the mice are
anaesthetized, and shaved, for subQ placement, using forceps to lift
up the skin to ensure no peritoneal violation a small 1cm incision
is made in the skin with scissors. The subQ is probed to create a
pocket, the tissue is placed inside the pocket and the skin is closed
with adhesive, suture or clips. Then the anesthesia wears off and the
mouse continues its normal activities. Different factors effect PDX
establishment in different ways.
Characterization of PDX model
PDX have been shown to be very good representations of their
parent tumors. Genetically they have significant clonal complexity
[17]. Owonikoko TK, et al. [18] published that a small cell lung
cancer PDX that kept short tandem repeats (STR) through 2 PDX
passages. Cheung PF, et al. [6] published an hepatocellular carcinoma
(HCC) PDX that had no significant changes after serial propagation.
PDXs have shown 92-97% identical genetic aberrations when
patients tumors are compared to passage 1, with 92-94% showing
the same somatic aberrations with 3-10 somatic mutations [19].
Genetic testing of 56 HCC PDXs has shown on average 8033 protein
altering changes, with .05% being stop change in frame deletions,
.8% being stop change single-nucleotide polymorphism, 1% being
frame shifts and the rest being non synonymous [20] relatively few
considering cancers are constantly transforming. In one study, the
PDX-to-parent gene amplification concordance was high at 94-100%
in FGFR1, MET, and ERBB2 after 12 passages. Protein expression
showed moderate concordance at 78%, for PTEN and MET, while
showing just average concordance in ERBB1 and ERBB3 at 59-
75%. However, ERBB1 and ERBB3-positive tumors showed 81-87%
concordance with PDX compared to ERBB1 And ERBB3-negative
tumors showing 31-40% [21] concordance, showing a progression
of disease as opposed to regression. PDX modeling showed that
the aberrations lost during passages were most likely due to lack of
selection by host and any gains seemed to be of tumor progression
rather than model-induced factors [22]. PDXs have been shown to
form tumors with heterogeneous populations and spatially different
clones[3]. Subcutaneous placement has been shown to grow well and
keep their genetic makeup, but are often found to be encapsulated
and rarely metastasize [12]. In tumors with TP53 abnormalities, PDX
models genetic makeup was more like the metastasis than to primary
renal cell carcinoma (RCC) when compared between the two [23].
Tumor microenvironment was well preserved with blood vessel
vascularization, pericyte coverage, tumor-associated macrophages,
cancer-associated fibroblasts, and extracellular matrix components
[7]. Lymphoid cells and lymph vessels were seen in PDX models
using nude mice but not NOD SCID gamma (NSG) mice. Thus
suggesting that variations in the immune systems in these models
may have additional effects on tumor than just lack of ability to use
immunotherapy. Patient-derived endothelial cells can form tumor
vasculature in early passages [7], showing extension from the PDX to
the host. Unfortunately murine cells have been seen to associate with
the stroma after the first passage of NOD-SCID mice [24], showing
early passage PDXs are required to maintain the concordance with
patient disease.
Avatars
The patient avatar method is when a PDX model is established to test a wide variety of drugs and then use that information in the same patient the PDX was established from. These avatars are being used to specify second-line therapy, therapy after all other care has been exhausted, or if a therapy does not exist.[25] Hidalgo et al. [26] showed 88% of patients had expected results (based on PDX predicted results) as compared to 10% that had unexpected results in a second-line treatment setting. Stebbing J, et al. [27] published PDX avatars in sarcomas, that showed there was a 76% growth rate and 81% concordance rate between patients and their PDXs. They also described a 27% death rate during the time taken for PDX establishment. In total Stebbing describes a 44.8% response rate in an intent-to-treat analysis. Patient avatars have been used with good success in rare diseases that have variable response rates and few treatments. PDXs have been used successfully in a patient with rapidly growing adenoid cystic carcinoma disease becoming stable. During the 6 months of treatment with IGF1R inhibitor, the peritoneal disease stopped growing, until the study was stopped secondary to brain disease. IGF1R would not have even been considered for use before the PDX results [28]. In a patient with SCLC, the avatar models have been shown to reveal actionable responses whereas gene sequencing did not [29].
Limitations
Although many uses for PDX have been demonstrated, it is not
without limitations. If PDX establishment is successful, which has
been shown to not always be the case, it normally takes anywhere
between 6 months and 1 year to generate the avatars [26]. Testing new
drugs on previously established frozen tissue takes approximately
an additional month [unpublished data] on top of the 1-2 months
for the PDXs to be of appropriate size and measure response. The
development of PDXs is time intensive as well as expensive with costs
ranging from mice acquisition, continued care, and for anesthesia.
The costs can add up quickly; our lab spends approximately $100USD
to acquire a single mouse, then $1USD a day, and there is a variable
establishment rate and growth rate.
Increasingly immunocompromised mice appear to have
increased establishment rates. Immunotherapy however is difficult
to study in immunocompromised mice. While PDX engraftment can
bring a small amount of human stroma tissue, the decision of where
to place tissues have been variable but there are groups that believe
that orthotopic placement gives a better microenvironment to help
replicate the original tumor biology [30]. Murine stroma has key
differences compared to human stroma in the ligand repertoire that
may be critical in mimicking the true microenvironment [31].
Zhang, L., et al. [32] described a significantly increased rate of
unexpected lymphomas. They described a 32% lymphoma rate in
NOD/SCID mice with 88% being of human origin. The increased
rate of lymphomas was tumor specific they describe a 19% rate of
lymphoma in the gastric cancer PDX, while only in 2.3% in colorectal
cancer.
Super Avatars
It has been postulated that a ‘super’ avatar would help solve some of the problems avatars offer. ‘Super’ avatars are created using hematopoietic stem cell transplantation as well as orthotopic tumor, basically the patient’s immune system as well as the tumor is transplanted into the mice. The hope of this is that the transplantation of a human immune system will allow for immunotherapy to be tested [33]. Hematopoietic stem cell transplantation has been used with cell lines to try to identify antibody treatment for cancers that do not have them [34]. To the best of our knowledge super Avatar’s have not been established but their theoretical promise is interesting. As being able to further investigate immunotherapy with PDXs would increase our repertoire as well as allow fully humanized therapy in mice. This would allow quick delivery of drug from in-vivo testing to phase 1. Again, while the hope of super avatars is interesting they have yet to be established and show efficacy. The addition of being able to test the immune system is exciting, as regular avatars completely neglect this aspect of care. Super avatars will require stem cell transplant, which will be costly, and require advanced expertise in specialized centers. It is not known if the co-transplantation will affect the PDX establishment rate, as humanized immune systems may reject the tumor.
Correlation
While it would be great if we were given infinite time and
attempts to cure patients, it just isn’t realistic. When considering a
specific in-vivo model, how well it represents patient disease and can
answer relevant clinical and scientific questions. PDXs while they
do have their limitations are a very good representation of patient
disease. Along with genetic similarities described earlier, they behave
in similar ways. For instance, PDXs have shown similar response
rates in colorectal cancer; a 39% response in PDXs to irinotecan
[35] compared to 19-32% previously described [36] in patients. As
well, cetuximab has shown 29% response rates [35] in PDX models
compared with 11% response in patients [37]. Furthermore, in nonsmall
cell lung cancer (NSCLC) paclitaxel has been shown to have a
response rate of 16% in PDXs [38] compared with 21-24% in patients
[39] and cisplatin plus vinorelbine has shown 28% response rate in
PDX compared to 24% response rates in patients. Most investigators
are limiting passages to around three in an attempt to limit genetic
drift from parent tumors, as well as murine overgrowth. When there
are discrepancies between PDXs and patients, the PDX tend to drift
towards more aggressive phenotypes.
PDXs have been used in a large range of modeling of both common
and rare diseases. Most of the morbidity and mortality of cancer
comes from metastases. The ability to better understand metastases
would greatly increase our ability to treat them. The metastatic ability
of PDXs is greatly improved by orthotopic placement. Orthotopic
tumor models in neuroblastoma tumors were shown to have similar
metastatic potential as the patient’s tumor, progressing to but not
beyond stage 3 [7]. Orthotopic PDX models using tissue slices have
shown to have metastasis in the same locations as the primary patient
in RCC including the bone which had not been seen previously [40]. In
an orthotopic model of breast cancers there was a variable metastasis
rate between 38% and 100% depending on the tumor line [41]. We
presume the orthotopic PDX model is a better model of a patient’s
disease progression, which should be an improved representation of
therapeutic result. Therapeutic differences between orthotopic and
subcutaneous models needs to be established as they have never been
directly compared.
PDX Utility in Immunomodulation Trials
PDXs have the potential to be used for preclinical trials involving
immunomodulation, such as anti-IL-6 antibody therapy. In PDX
models of head and neck squamous cell carcinoma (HSNCC), anti-
IL-6 antibody treatment decreased tumor growth. Interestingly,
this effect was seen in PDX model from untreated HSNCC but was
not seen in PDX models representing resistant disease. Anti-IL-6
antibody treatment also decreased the fraction of cancer stem cells and
reduced the recurrence in this PDX model of HSNCC [42]. Although
the potential for PDX models to predict sensitivity and resistance to
therapeutics requires further validation, this is promising for future
preclinical trials, as it was not assumed that the immunodeficient
mouse was a good medium to test immunotherapy.
One potential drawback of immunomodulation in PDX models is
the use of immunodeficient mice. However, reports have shown that
using different mice might allow for studying immunomodulation in
PDX mice. Implanting non-disrupted pieces of human lung tumor
into NOD-scid IL2Rgamma (null) mice showed maintenance of the
tumor microenvironment, including effector memory T cells. These
tumor-associated T cells migrated out of the tumor and could be
recovered from mouse spleen, lung, and liver [43]. Another potential
strategy to combat the lack of immune system in PDX models is to
humanize the PDX model with human immune system using human
bone marrow, liver, and thymus [44].
Another anticancer strategy that can be studied with PDX models
is the use of oncolytic viral vectors to express anticancer therapeutics.
Treating colon cancer PDX nude mice models with adenoviruses
carrying tumor necrosis factor-related apoptosis-inducing ligand
(TRAIL) demonstrated inhibitory effects on tumor growth without
evident treatment-related toxicity [45]. Similar results were found
in PDX in intracranial tumors [46]. Adenovector expressing small
hairpin RNA (shRNA) targeting Bcl-XL in rectal cancer PDX model
suppressed tumor growth [47]. Using cancer-selective replication of
adenovirus, enforced expression of interfering long non-coding RNA
(lncRNAi) decreased tumor growth in PDX models of hepatocellular
carcinoma in nude mice [48]. As these reports have shown, PDXs
are promising for use in pre-clinical studies involving many different
genetic strategies based upon adenovector targeting.
Biomarkers
Biomarkers are also a significant area of study that PDXs have
been able to assist with, PDXs have showed the ability to have
appropriate biomarkers just as human cancers. 81% of HCC PDXs
showed elevated alpha fetoprotein (AFP), which is used to evaluate
tumor burden in patients [20]. Unfortunately, molecularly targeted
therapy has only shown a response between 10-20% in unscreened
patients [49]. As a significant amount of targeted therapy has not
had the expected results in human tumors, this leaves a large area
of research needed to establish biomarkers that will better predict
clinical response. PDX modeling has been used to test biomarkers and
responses for preclinical trials, after a failed phase 1 trial secondary to
lack of biomarker in targeting therapy in HER-3 gastric cancer. PDX
modeling showed that anti-HER2 and HER3 monoclonal antibodies
work synergistically in vivo similarly to in vitro and show similar
downstream molecular effects [50]. This may allow these biomarkers
to be used in a second phase 1 trial, for more appropriate patient
selection. PDXs have been used to determine response to drugs based
on chromatin and determining which chromatin regulatory genes
will respond to known therapies [51].
PDX models have been used to look for biomarkers suggestive of
radiation response [52]. PDX models were used to evaluate response
to TKIs based on EGF mutations and MET expression markers [53].
PDXs have also been established in rare and high-risk cancers such as
cholangiocarcinoma in order to test which TKI is most potent [54].
PDXs have shown similar tumor markers as host tissue hopefully
allowing biomarker investigation in the future.
Preclinical Testing
Drug testing
An improvement from the 7% success rate in clinical trials [55]
in cancer from phase I to approval is paramount. The impact of PDX
models on this number is not known. PDXs have also been used to
examine the effects of hypoxia-targeting drugs and shown them to
be effective. In untreated PDXs, hypoxia percentage remained stable
in both subcutaneous and orthotopic PDX models through serial
generations [56]. Thus showing the treatment is possibly effective and
that the model is consistent when repeated. High-risk prostate cancer
has traditionally been a hard disease to model as prostate cancer is
very heterogeneous, and high-risk disease which causes most of
the morbidity, is rare. PDXs have been able to be established using
thin slices with adjacent tissue being pathologically confirmed as
aggressive [57]. With increased interest in drug testing other models
have arisen, one of which is live tissue sensitivity assay (LTSA), which
has attempted to show drug sensitivity using thinly cut slices from
PDXs. If this is validated as a faithful representation of human tissue
biology, it would help diminish lead time testing [58]. Along with
this early passage cell lines have been reinvestigated, as cell lines have
been difficult to establish in the past, PDX models have been used to
establish new cell lines with a reported success rate of 100% compared
to the success rate of 10% when cell lines are passaged directly from
tumors. Cell lines established from PDXs remained human with
significant heterogeneity and variable growth patterns that were
similar between cell lines and the PDXs [59].
Co-clinical
One of the hopes of using PDX modeling is that they can be
used in a proband model [60], which helps identify markers to
predict which PDX model the tumor will behave like and choose the
treatment that worked in the similar PDX. While avatars might help
patients in the immediate time period while also helping to identify
markers that may help skip the need for PDXs in the future, the
proband model would hopefully be able to model most all subsets
of cancer out there to better predict results for individual patients.
While preclinical testing and the proband model will likely advance
the treatment of more common diseases in the future, PDXs have
been a great resource at this time for rare diseases as they have the
potential to help to identify treatments that would have otherwise
taken significant amounts of time to find and test.
Phase 1
Phase 1 trials are used in human subjects to study how much of
the drug people can get safely. PDX models have been used in SCLC
to test drug toxicity levels of different checkpoint inhibitors; they did
this by measuring levels of drug in the plasma as well as in the tumor.
They were able to see significant reduction with new agents that acted
on similar targets, from this they inferred that the toxicity would
be lower, as less of the drug was required and identified potency
differences [61]. However at this time other than measuring mouse
well-being with weight and overall appearance it is difficult to study
other side effects.
Future Directions
We believe that PDXs are a powerful model, which for good reason have increased in popularity by allowing a better representation of patients’ original tumor. The increased use of PDXs will likely lead to significant advances towards the overall goal of improving cancer treatment. PDX models have been used to look into other ways to advance science.
Summary
PDX is a powerful tool used in modeling patient tumors. In its early adoption, it has already enabled scientific advances and has been set up to greatly improve them with time. As it is still evolving, there are some aspects that need to be further investigated. The availability of representing patients accurately with no consequence to them is imperative. It has been used in many different settings, and its potential to help increase drug development and knowledge of disease is invaluable. While it is not without limitations, as more and more PDXs get established, PDXs are likely to increasingly augment cell culture as a medium as they are more representative of tumor biology in patients. PDXs have opened researchers’ perspectives to re-examine their methods in order to increase the fund of knowledge, making this an exciting time for science and the future achievements that will come out of it.
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